revised 12-2002
TRANSITION
AUTHORITY:
Rehabilitation Act of 1973, as amended
Federal Regulations: 34 CFR, Part 361.48
IDEA: PL 101-476
For the purpose of this manual, use of the terms must
or shall reflect requirements of Federal law or regulation or state law
or administrative regulation and must be adhered to strictly.
Introduction
The Department of Vocational Rehabilitation (DVR) is
committed to partnering with the Kentucky Department of Education (KDE) in
providing transition services for youth with disabilities. The ultimate goal of
Transition is a seamless transfer of services for students from school to
post-school activities, with DVR's specific goal being the provision of services
that lead to an appropriate and successful employment outcome for eligible
students. The Rehabilitation Act Amendments of 1998 define Transition as:
"…a coordinated set of activities for a student
designed within an outcome-oriented process that promotes movement from school
to post-school activities, including post-secondary education, vocational
training, integrated employment (including supported employment), continuing and
adult education, adult services, independent living, or community participation.
The coordinated set of activities must be based upon the individual student's
needs, taking into account the student's preferences and interests, and must
include instruction, community experiences, the development of employment and
other post-school adult living objectives, and, if appropriate, acquisition of
daily living skills and functional vocational evaluation. Transition services
must promote or facilitate the achievement of the employment outcome identified
in the individualized plan for employment."
The following pages define and clarify Transition and the
role and responsibilities of DVR and KDE in providing transition services.
Neither department can stand alone in this process, but rather must work
cooperatively and collaboratively to identify the needed services and service
providers to accomplish the stated goals.
Rationale For Transition Planning
All students participate in school services with an
expectation of being prepared to function at some level of independence as a
result of their school experience. Although this is no different for students
with disabilities, differences do exist as far as what needs to occur before
and after graduation if students with disabilities are to have the same degree
of integration into adult life activities as their non-disabled peers.
Most persons without disabilities can take what was
learned in school and use this information to attain desired employment,
obtain an individual residence, and to access community resources. For many
persons with disabilities, this transition into adulthood requires interagency
planning. This helps ensure that services provided both prior to and after
graduation are adequate and appropriate to facilitate successful community
integration.
National data regarding transition outcomes for persons
with disabilities indicates that human service programs have not adequately
prepared persons with disabilities for moving from the educational system to
adult environments in a manner that can maximize their potential.
Current data shows that approximately one-third of
students with disabilities drop out prior to graduation. This often diminishes
chances for fulfilling their potential as adults and demonstrates the need for
the education system to provide curricula that fosters school retention.
There is little doubt that the seriousness of this
matter is the reason that the federal Individuals with Disabilities Education
Act (IDEA: PL 101-476) addresses the need for transition planning. Since 1990,
transition services have been a requirement of IDEA for students who are 16
years or older. In certain circumstances they may be younger than 14 if deemed
appropriate by the Admissions and Release Committee (ARC) and Individual
Education Program (IEP) Team. IDEA defines transition planning as:
"…a coordinated set of activities for a student
with a disability that is designed within an outcome oriented process that
promotes movement from school to post school activities, including
postsecondary education, vocational training, integrated employment (including
supported employment), continuing and adult education, adult services,
independent living, or community participation. Transition services are based
on the individual student needs, taking into account the students’
preference and interests. Transition services include: instruction, related
services, community experiences, the development of employment and other post
school adult living objectives and, if appropriate, acquisition of daily
living skills, and functional vocational evaluation."
The services are planned at the IEP meeting to which
students must be invited. Now, under the latest reauthorization of the IDEA in
1997 (IDEA 97), this involvement has been expanded. In addition to transition
services beginning at age 16, a statement of transition service needs is
required at age 14. At this time, and updated annually, thereafter, the IEP
Team looks at the child’s courses of study (such as advanced placement
courses or vocational education programs) and determines whether or not these
courses of study are leading the student to where the student needs to be upon
graduation. What other courses might be indicated, given the student’s goals
for life after secondary school? Beginning to plan at age 14, with an eye to
necessary coursework, is expected to help the student plan and prepare
educationally. Then, at age 16, or younger if appropriate, transition services
are delivered in a wide range of areas. (OSEP IDEA ’97 Training Package,
Module 9, pp. 9 – 11 through 9 –13).
Transition planning presents no guarantee of individual
success after leaving school. Attention is focused on the variables in school
and adult life that are most likely to maximize post-school choices and
options available to youth with disabilities as compared to their disabled
peers. It is strongly recommended that transition planning reflect a high
level of student and parent participation. Planning should not be limited by
what communities or service systems currently offer, but rather it must be
driven by what the individual and or his/her parents envision. It is better to
shoot for the sky and only reach the horizon, than to never leave the
restrictive confines of the "status quo" and predictive
expectations.
- Process
For Transition
Planning
The Local Education Agency (LEA) is responsible for
initiating the transition planning process. Effective with the 2000 - 2001
school year, Kentucky no longer requires a separate transition planning form
for students with disabilities. Requirements for transition planning are now
documented within the Individual Education Program (IEP) and the Individual
Graduation Plan (IGP). The following steps outline this documentation process.
For student’s ages 14 and older, documentation begins
on the KDE recommended IEP form by addressing the following question:
"How were the student’s preferences and interests considered?" The
purpose of this question is to assure that input has been obtained from the
student and the student’s parent or guardian regarding desired post-school
outcomes.
Student transition needs are addressed in relation to
the course of study. At this point, the state recommended IEP form directs the
user to the IGP, where these needs are documented under Section "J",
Education Plan Inclusive of Academic Requirements (704 KAR 3:305) and
Career Related Courses. Courses listed here, are those determined by the
Admissions and Release Committee (ARC) as important for the student in terms
of needs related to identified desired post-school outcomes and, needs related
to gaps in needed competencies that can be addressed through the Program of
Studies. Both required and elective courses are included.
At age 14, (under the "Present Level of
Performance" section on the IEP, "Transition Needs," page 1 of
the KDE recommended form) the transition need area being addressed for the
typical student will be "instruction." In developing the present
level of performance statement in relation to "instruction," it is
sometimes helpful to think in terms of the following questions:
 | How does the student’s disability impact acquiring
the competencies needed in terms of the courses listed on the IGP? |
 | Has the student’s strengths been identified? |
 | What gaps or needs does the student have? |
After the present level of performance statement is
developed, documentation of the Annual Goals and Benchmarks/Short-Term
Objectives must be made. These provide a way to measure student progress
toward areas of identified need and, ultimately, toward achievement of student
desired post-school outcome(s). This documentation is made on page 3 of the
KDE recommended IEP form.
Beginning at age 16, or younger if appropriate, student
desired post-school outcomes are formally documented on the IEP, a statement
of interagency linkages and responsibilities is developed if appropriate, and
transition services are delivered in a wider range of areas. This
documentation, on the KDE recommended IEP form, is found in the following
places:
At age 16, the student is two years closer to leaving
the school setting and has been assisted to more clearly define desired
post-school outcomes. Thus, student needs in relation to transition typically
go beyond that of "instruction" only. The additional needs for
related services, community experiences, employment, daily living skills, post
school adult living, and functional vocational evaluation must also be
considered at this time. After identification by the ARC, they are noted and
present level of performance statements, annual goals, and short-term
objectives are developed.
Together, the IGP and the IEP help students, parents,
and teachers begin thinking about life after high school and coordinating the
classes and experiences to help facilitate this transition.
For the great majority of persons with disabilities,
transition from high school will mean living, working, and recreating in their
community of choice. The path to attaining this transition for each individual
requires an examination of the characteristics of services provided during
school years. It also entails determining interagency linkages or human
service support systems that need to be in place prior to and following
graduation. As much as possible, transition planning should not be fully
dependent on public resources. Planning should try to incorporate involvement
from those persons in the community who have a vested interest in the
individual’s quality of life based on friendship, not on a professional
relationship i.e. neighbors, clergymen, etc.
Students with milder disabilities may experience
successful transition with little need for continued support. For example,
students moving on to higher education may need instruction in learning
strategies or assistance in finding the college or university setting that is
most compatible with their career interests or that provides accommodations
for their disability. For students with moderate disabilities, arrangements
may only be needed for vocational assessment and training, development of
social skills, or other career planning that affects programmatic concerns
i.e. functional course provision, community-based instruction, etc..
Post-school supports may be geared more toward post-secondary vocational
services.
For students with more significant disabilities, the
extent and type of transition issues can be more diverse. More attention may
need to be devoted to integration to allow for developing relationships with
persons who are not disabled. Too often such interactions are limited to paid
caregivers. The amount of community-based instruction and the number of
independent living skills to be taught will vary over time. The intensity of
interagency involvement may increase for students with significant
disabilities. Non-school agencies may need to participate in transition
planning and more details of future supports in such areas as residential
needs, transportation, medical needs, social security, or community-based
employment may have to be projected and planned.
Transition planning is not the last step in the
transition process. It is the first step towards the anticipated successful
transition to adulthood. Not an end in itself, transition planning should be
viewed as the beginning of a lifelong journey
rather than a destination.
- Quality Indicators For Effective Transition
Services
In addressing transition issues, there is the need to
have outcomes by which each transition program component can be measured.
The following Quality indicators are a set of best practices by which local
transition services can be evaluated and improved. This set of indicators is
adapted from a variety of sources, but most notably from the Quality
Indicators developed by Dr. Paul Bates at the Illinois Transition Project at
Southern Illinois University. These indicators are:
1. Active
Parent/Student Involvement At All Points in the Transition Process
The student and his family are the most critical
members of the Individual Transition Team. Planning for the transition of
students without the direct involvement of both the student and his family
severely limits the attainable outcomes.
2. Direct
Involvement of All Relevant School Staff in the Transition Process
Members of the school staff may include special
education and vocational education teachers, the transition specialist or
community-based work transition trainer, local school administrators, the
school counselor or in-school vocational rehabilitation counselor. In
addition, the participation of related service personnel, i.e., speech
therapist, mobility specialist, may be required depending upon the student’s
specific needs.
3. Direct Involvement of Adult and Community
Services at Least Two Years Before School Completion
It is absolutely essential that representatives from
appropriate adult services become involved in the student’s transition
plan for at least the student’s final two years in school. This will help
to ensure that there are no gaps in services and supports upon graduation
and that the student achieves meaningful work and living outcomes in the
community. Adult personnel should include a representative from The
Department of Vocational Rehabilitation, a community supportive employment
specialist, and, as needed, representatives from community living services,
post-secondary vocational education, and other specialized agencies such as
the Department for the Blind.
4. Transition
Goals Are A Part of the Student’s IEP, Starting by Age 14
Transition goals are now required by the IDEA and
represent the importance of both longitudinal planning and implementation of
transition goals leading to successful community employment and living
outcomes.
5. Vocational
Curriculum that Includes Opportunity for Paid, Integrated Employment as Part
of the Curriculum
Recent research has indicated that perhaps the
strongest indicator of successful post-school employment for students with
disabilities is paid employment in community settings before graduation.
Planned opportunities for real job experience in preferred and valued work
sites are a critical component of high-quality transition services.
6. Transition
Planning for Post-Secondary Education Goals if this is an Applicable Outcome
If the student’s Transition/IEP Team considers
post-secondary education as the critical transition goal for a student, then
that team has the responsibility to develop a transition plan that assures
access to and the supports necessary for the student to succeed in that
post-school training.
7. A Curriculum That Addresses Living Skills
Ultimately, successful participation as an adult in
our society is dependent as much upon general community living competencies
as it is upon specific vocational skills. Thus, high quality transition
planning considers the community living competencies that students will need
to achieve maximum independence and participation in the community.
8. A Curriculum
That Addresses Leisure Activities And Social Skills
Again, research has indicated that job success is
dependent as much upon social skills, personal relationships, and leisure
skills as it is upon vocational competence. Addressing this curriculum area
is thus essential if students with disabilities are to achieve and maintain
meaningful adult outcomes.
9. Integrated
Educational and Vocational Training Opportunities (Both at School and in the
Community)
A critical predictor of successful post-secondary
community employment and living is full participation in an integrated
educational program that allows for extensive opportunities for integration
both at school and in community training experiences. Planned systematic
integration provides the experiences. Planned, systematic integration
provides the student with disabilities the opportunity to form invaluable
friendships with others, to meet valued role models, and have the
opportunity to develop social skills required in post-school settings.
10. Direct
Instruction in Natural, Vocational, and Community Environments
Classroom-based instruction is not sufficient for most
students with disabilities to acquire and maintain the skills necessary to
function in the "real world." Indeed, the Kentucky Education
Reform Act of l990 recognizes the essential need for all students to
demonstrate the ability to solve real-life problems in meaningful ways.
Community-referenced instruction, including direct instruction in actual
community settings, is especially critical for students with moderate and
severe disabilities, and should be carefully considered for all students
with disabilities.
11. Transition Data Includes follow-ups of
Graduates and Outcome Studies of Individual Programs
The only comprehensive way to evaluate the quality of
educational services is to determine the outcomes attained by consumers. Yet
very few educational systems obtain systematic information on their
graduates’ outcomes in employment and community living. Such data is
essential if we are to determine the true value of our transition programs
and to comparatively evaluate specific approaches and strategies.
12. Collaborative Funding of Transition Programs
Across State, Regional and Local Levels
Only by pooling resources in a coordinated system of
service delivery can school, transition, and adult service programs maximize
the use of those resources in attaining valued outcomes for students with
disabilities. Collaborative funding reduces duplicate efforts and increases
the numbers of students able to access transition services.
13. Local Transition Planning Teams Address
Collaboration and Interagency Agreements
It is critical that school and adult service providers
develop local interagency transition planning teams to address coordination
of efforts and resultant interagency agreements needed to insure successful
transitions for students with disabilities in their own community. Only by
localizing transition planning can the specific needs of each community and
its students be considered in the process.
14. Cooperative In-Service Training Efforts Exist
Between School, Community and Adult Services
Successful transition efforts require that all
participants in this process have a common understanding of program values,
outcomes, activities, strategies, and procedures. The most effective means
of assuring this common base is cooperative in-service training efforts for
all key participants.
Community
Transition Planning Teams
In order to facilitate interagency cooperation and
planning at the district level, it is recommended there be a Community
Transition Planning Team (CTPT). This group does not necessarily deal with
individual issues, but, rather addresses barriers and strategies that provide
the necessary administrative support for successful development of the
individual transition planning at the local school level.
What is a Community Transition Planning Team?
A Community Transition Planning Team (CTPT) is an
interagency group that shares the mission of assisting persons with
disabilities to achieve and maintain a way of life that offers the same
options available to persons who do not have disabilities.
At least four purposes can be accomplished by formation
of a Community Transition Planning Team:
l) A forum is established for human service agencies
to become aware of each other’s services and to see how and what
resources can be utilized to facilitate successful transition services.
2) An understanding is developed regarding the need
for interagency collaboration to fulfill a mutual need for individuals
with disabilities.
3) A top-down administrative sanction can be given
to agency personnel participating at an individual level in the
interagency planning process for developing and implementing an Individual
Transition Plan.
4) A mechanism will exist for systemic problem
solving when an issue or barrier to successful transition arises at the
school or individual level that needs to be resolved by the key players
who administer school and community services.
The decisions that are required for successful
transition of students from school to post-school settings are not school
district decisions. Planning at the school level for pending transition is not
a matter of ending or completing one phase as much as it is the first step of
a life long process that carries over into adulthood. This process means that
the planning has to occur on a community level versus a school level.
In order for this planning to occur for many persons
with disabilities, there is a need for a coordinated effort on the part of
public and private entities to direct resources towards identifying and
supporting individual preferences in areas of residential, vocational and
community living. Transition planning at the individual student level will
continue to be the function of the Admission and Release Committee (ARC) and
district level Community Transition Planning Team. This team will lay the
groundwork for individual planning by giving the administrative sanction and
support that is a prerequisite to interagency cooperation and participation in
the process at a local level.
Public agencies, such as the DVR, Social Services, Adult
Services, and school services are separate service systems, although they
often share the same ultimate goals for individuals with disabilities.
Formation of a CTPT sets the stage for these agencies to align and identify
mutual strategies that maximize efficiency and ability to meet the post-school
needs of persons with disabilities. "Effective planning is the
empowerment of communities by sharing visions and dreams for the future with
the variety of individuals who will shape those visions and contribute to the
realization of those dreams" (Illinois Transition Project, l990). It is
emphasized that human service agencies are not the only means by which persons
with disabilities may be assisted, and whenever possible a role may exist to
facilitate or at least not inhibit private individual or civic agency
advocacy.
Many persons with disabilities already are experiencing
success on the job, in neighborhood activities or in community social
functions without the involvement of persons from the human service system.
This success is usually a direct result of their becoming connected with
someone who chooses to provide such natural supports as an outgrowth of a
friendship or concern for the welfare of the individual. While structured
community agency supports are often desirable and necessary, caution must be
taken that public intervention not unintentionally convey a message to the
community at large that only a "professional" can give needed
support due to the presence of an individual’s disability.
Who are Possible Members of a Community Transition
Planning Team?
In order for a collective approach to be taken to
coordinated service delivery for persons with disabilities, all the key
players must be involved. A core planning team may initially be formed which
includes the persons whose services most often will be called upon, such as
the district transition services coordinator, the special education
coordinator, the vocational education coordinator, the vocational
rehabilitation counselor, a social services representative, and staff from the
local mental health/mental retardation services. Mental health/mental
retardation services are usually located at the local Comprehensive Care
Center. Participants identified as needing to be on the core team would be the
facilitators of problem resolution presented by Admissions and Release
Committees or other systemic issues at the district or community level.
A parent who has experience in maneuvering the
maze of the service system should be identified to assist as well as a
student who can articulate the perspective of those persons ultimately most
affected. Other representatives may be utilized as needed or to meet less
often as a larger planning group typically include the district instructional
supervisor for regular education, and other district level administrators as
deemed appropriate. Other community agency representatives to consider would
include the Health Department, Post-Secondary Vocational Programs, Community
or Adult Education, Adult Residential Services, Parents, Advocates, Chamber of
Commerce, Community Recreation, Department for the Blind, Social Security
Administration, the County Extension Agent, etc.
Participants identified as needing to be on the core
team would be the facilitators for resolution of agency or individual problems
that cannot be solved by interagency activities pursued by the Admissions and
Release Committee. This action may entail things such as coordination of adult
service resources to pick up a transportation plan previously supported by the
school, facilitate determination of eligibility for services such as
Vocational Rehabilitation, or assist with a person getting the support needed
to join a regular YMCA program for recreation leisure.
What Are the Steps in Development and Operation of
Community Transition Planning Teams?
The following four steps cover the formative stages of
the Community Transition Planning Team through the ongoing meetings once the
team is established.
Step 1: Organizing
the Community Transition Planning Team (CTPT)
Careful consideration should be given to the
identification and selection of the members of the community transition
planning team. The team should be comprised of members who can and will
make a substantial contribution to the interagency planning process. The
extent to which improvements in transition services occur will be largely
due to the interest, motivation, and skills of the committee members.
Factors to consider when selecting committee members include: affiliations
that represent the agencies and individuals that are viewed as appropriate
adult service providers, competence of recognized and respected leaders in
the community, commitment to improving the transition of youth with
disabilities from school to adult life, availability and willingness to
attend meetings and actively participate, and a broad base of experience
and knowledge that can be used in transition service improvement
activities.
Once potential committee members are identified,
they should be contacted to discuss their interest in committee
participation. Several agencies can share the responsibility of recruiting
committee members. A telephone call or other direct contact personalizes
the membership request and allows an opportunity to discuss the committee’s
purpose.
After commitment is secured, a letter should be sent
that confirms potential membership as well as the date, time, place, and
agenda of the initial meeting. It is also helpful to contact prospective
members the day before the actual meeting to confirm their attendance and
participation. A description of local secondary special education and
transition services and other materials may be distributed prior to the
first meeting. Eliminating lengthy explanations during the initial meeting
will save time.
An organized meeting promotes effective interagency
planning. The meeting should be formally structured, have a well-defined
leadership role, and include a written agenda and plans for documenting
meeting minutes.
Agendas should be prepared ahead of time and made
available to team members before the meeting. The agenda should be well
organized to maximize participant time through a clear path of actions for
the meeting.
The person who has assumed the leadership role in
organizing the team should facilitate the first meeting. It is imperative
the leader be enthusiastic, confident, and optimistic about the outcome of
the meeting and the work that can be accomplished by the group. Members
should leave the meeting with the belief that time was well spent and they
had opportunities to become actively involved participants.
The team must also determine the length and
frequency of future meetings. Initially, teams may meet more frequently in
order to finalize team membership and begin action planning. Subcommittees
might also be formed early on to manage specific tasks and activities.
Initial team actions and decisions typically focus
on selecting the team leader and other officers identified as needed. For
the position of team leader or chairperson, the appointee should be an
individual capable of directing the effective operation and management of
interagency planning meetings. This person should exhibit good leadership
qualities and have experience and background in planning. A co-chair might
also be selected to assume the leadership role in the absence of the
chairperson.
It is helpful for someone to keep written minutes of
the first as well as future meetings that can be distributed to all
members. These minutes serve as ongoing documentation of key actions and
decisions by team members.
Participants should be requested ahead of time to
come to the first meeting prepared to discuss their agency's role in the
community. Items and issues each member may wish to present include:
brochures, annual agency reports, services available to persons with
disabilities, service eligibility requirements, agency mission statement,
agency priorities for the current fiscal year, and recent activities that
relate to transition.
Step 2: Formation
of Interagency Agreements
Once the organizational steps have been completed,
the process of formalizing the operation and functions of the Community
Transition Planning Team (CTPT) begins. This entails at least four
activities:
1. Development of a Statement of Purpose and Mission
If the CTPT is to work together in a cooperative
manner towards accomplishing mutual goals, these overall goals need to
be agreed upon and stated in terms of a rationale for meeting and
commitment to serving individuals with disabilities. This statement
could address as well a belief in empowerment of individuals and
communities for inclusion of persons with disabilities in all facets of
school and post-school activities.
2. Establishment of a Regular Meeting Schedule
The CTPT will have to hold meetings at a frequency
that is sufficient to adequately deal with problems or report on
activities. At least a quarterly schedule may be needed for the group at
large with interim or special meetings being called for the Core Team.
Attention will need to be devoted to responsibility for notices being
sent out for each meeting, facilities to be used, etc. Each meeting
should be chaired by a person who has the role of developing and
following an agenda, expediting discussions, and group decision-making.
This task could be rotated across each meeting or shared in some other
equitable process.
3. Target Goals/Activities for the Year
After consensus is reached by the CPTP regarding
its purpose and mission, discussions should center on what can be done
during the coming year of operation to fulfill these goals. Some
examples of activities to pursue might include attempts to increase
community awareness about community transition services, (e.g., services
available, eligibility criteria, contact persons, etc.). One strategy to
fulfill this objective is development of a local resource directory.
This directory would provide parents, students and professionals
information on the array of services that exist and how to access them.
Another useful undertaking could be to conduct a
needs assessment across the school and community, i.e., service gaps,
long-term needs, etc. Some of the more pressing priorities for
systematic change may be revealed by this activity. It also provides
direct feedback from the implementers of transition services regarding
barriers that impede smooth transition from school to post-school
settings. This feedback could lead to formation of subcommittees that
will deal with matters specific to certain member agencies or client
problems. Action plans may then be recommended to the Core Team to
overcome or correct a particular situation.
- Secure Respective Agency Commitment to the
Interagency Agreement
When the various details as described above have
been stated in a written Interagency Agreement, each agency
representative should take the Agreement to the director or certifying
authority of their agency for discussion and signature. This action
might involve meeting with a local board to explain the nature of the
agreement and the implications for agency involvement. Once the
Agreement is signed, an annual revision or update may be needed along
with a report to each agency on a quarterly or yearly basis.
Step 3: Evaluate
Effectiveness of Student Outcomes
The effectiveness of the team’s efforts in
assisting students to achieve outcomes should be evaluated. The Kentucky
Education Reform Act specifically states "students will make a
successful transition to work, post-secondary education or the
military." A mechanism should be established for determining the
teams’ effectiveness in assisting students to reach their outcomes and
make a successful transition to post-secondary environments. How
successful students are in meeting their outcomes related to transition
will drive school and community programs and services in the future.
Step 4: Evaluate Effectiveness of Achieving Team
Goals/Activities
The team should assess the effectiveness of its
efforts. An evaluation indicates whether the activities employed were
effective in bringing about positive change in the provision of transition
services.
The evaluation of the post-school outcomes of
students will reflect the level and type of impact the team’s efforts
have made. An evaluation of the team’s performance should be conducted
at least annually. Team discussion should be supplemented by more formal
methods of assessment such as formative and summative evaluation.
Formative evaluation is ongoing and allows the service providers to
monitor their activities as they proceed. Based on the information
gathered, revisions or modifications can be made as needed. The projected
timelines for accomplishing the goals and objectives outlined on the team’s
action plan can be used to measure ongoing progress.
Summative evaluation involves determining the
effectiveness of the team’s activities. This method of evaluation is
essential if the team wants to measure and ultimately improve their
quality of service. The team must consider and discuss issues such as
appropriateness of goals, objectives, and activities, amount of time and
resources devoted to each activity, and quality of outcomes achieved
through each activity and benefit to students and community. Analysis of
the evaluation results will affect the future direction of the community
team and should lead to improved programs and services.
- Regional
Transition Planning Team (RTPT)
Regional Transition Planning Teams (RTPT) reflects an
interagency representation of adult service providers. They mirror their
community counterparts who participate on the community transition planning
team CTPT). The interagency driven process is needed at all levels to ensure
the successful development of systematic, comprehensive, and longitudinal
transition plans for youth with disabilities (Wehman, l988).
Their role initially is to become familiar with the
existing agencies and their services within their respective regions. The
team’s focus will be multifaceted. First, from a bottom-up perspective,
these teams will create a means for resolution of problems. When the CTPT’s
identify systematic issues that cannot be addressed except at the next level
of agency authority, the CTPT can direct their issue to the RTPT. This
offers a mechanism for sanctioning the role and participation of local
agency personnel versus involving state agency personnel who are more
removed from the situations. Second, it will create awareness and
understanding of interagency transition concepts and needs at the level
where decisions are made regarding how funds and other resources are
distributed. Involvement will enable the regional offices and their
administering boards to obtain a full perspective of the momentum and
direction in schools for preparing students for integrated, community life.
These regional agencies are the vehicles by which
service delivery is provided to families and adults with disabilities.
Involving regional level providers in the transition planning of youth while
they are still in school facilitates a smoother transition to the community.
Networking with the CTPT will promote improved services and the necessary
support students with disabilities require in order to successfully
transition from school to community living and employment.
Vocational Rehabilitation Roles and Responsibilities
The vocational rehabilitation counselor plays a key role
in the transition of students with disabilities from school to post-school
activities. The Rehabilitation Act Amendments of 1998 dictate that there be
coordination and collaboration between education officials and DVR "to
facilitate…the transition of students with disabilities from the receipt of
educational services in school to the receipt of vocational rehabilitation
services…" [Rehabilitation Act Amendments 1998 (361.22 (a)(1)]. The
intent of the law is for all students with disabilities; special education
recipients as well as students served under Section 504 of the Rehabilitation
Act, to gain knowledge of and access to rehabilitation services that will
allow them to plan for and attain their highest vocational potential. It is
through DVR's efforts and expertise that the employment component of
Transition can be thoroughly explored and appropriately addressed.
Outreach
To ensure that Vocational Rehabilitation is a visible
partner in the Transition process the Rehab Act mandates that outreach
services to students with disabilities be provided as early as possible in the
planning process. The intent of this mandate is to empower the student through
awareness and give him/her options for a seamless transition plan. Outreach
services "…must include, at a minimum, a description of the purpose of
the vocational rehabilitation program, eligibility requirements, application
procedures, and the scope of services that may be provided to eligible
individuals." [Rehabilitation Act Amendments of 1998; 361.22 (a)(4)] The
method by which outreach is accomplished varies greatly from one school
district to another, however, each counselor is encouraged to collaborate with
his/her Local Education Authority (LEA) and establish a plan for the provision
of these services.
Suggested Practice in the Management of Transition Cases
Referral
The local DVR counselor, in conjunction with school
staff should develop a referral process that best meets the needs of the
involved parties. Regardless of what this process looks like, the school
bears the initial responsibility for identifying students who may be
appropriate for services from DVR. This should happen as soon as possible
in the planning process. However, best practice dictates that counselors
should not accept a case for service until the student is within two years
of graduation. On rare occasion it may be necessary to accept a case
earlier than what is being recommended, but this is considered the
exception. The individual needs of the student, the significance of
the disability and the potential complexity of the case should be guiding
factors in determining how early a case should be accepted for services.
Prior to referral, the counselor's role is best
defined as that of "consultant." The counselor's experience
and expertise are critical in directing the planning process and
establishing a career path for each student long before they exit the
high school setting. As a consultant, the counselor may attend ARC
meetings to provide information and technical assistance to the school
as instructional needs and related services are being planned. In the
event that the counselor is unable to attend ARC meetings, he/she should
find an alternate means to assist in and contribute to the transition
planning. Communication between education staff and DVR is critical to
the success of the transition plan, and should be accomplished in ways
that meet the needs of all participants.
Eligibility
Students are determined to be eligible for DVR
services based on the same criteria as all other consumers of this
department. The counselor must first look at existing information,
including that used by education officials, to assist in making an
eligibility determination. In general, a school psychological will not
include a medical or psychological diagnosis, as this is not a requirement
for determining eligibility for Special Education services. Rather school
officials make this determination based on limitations and educational
needs. This mirrors the requirements of DVR in determining eligibility for
rehabilitation services. The Rehabilitation Act Amendments of 1998 make it
clear that eligibility for services is based on functional limitations and
not a diagnosis. In most instances, the school psychological adequately
describes limitations and their impact on educational success and from
this the counselor can infer vocational impact. In the event that the
existing information is inadequate, then additional evaluations may be
purchased.
Without a stated diagnosis, the counselor will
need to rely on his/her knowledge and understanding of specific
disabilities when determining the appropriate disability category, as
required on the eligibility worksheet. It is important to note that the
counselor is not making a diagnosis, but rather is categorizing the
student for statistical purposes only. Once an eligibility decision has
been made, the counselor may need to obtain additional information,
including a specific diagnosis in order to plan appropriately for
rehabilitation services.
IPE Development
Once a student has been determined eligible for
services from DVR, then the counselor should begin the assessment process
for the purpose of determining a vocational goal and plan development. For
those students receiving Special Education services under an Individual
Education Program (IEP), the Rehabilitation Act Amendments of 1998 mandate
that an IPE must be developed and approved before the
student exits high school. The IPE should be built upon the IEP and the
two must be coordinated in terms of the goals, objectives and services
identified in the IEP. Best practice dictates that every DVR case on a
student should include a copy of the IEP, along with progress notes
showing evidence of this coordination. If either the IEP or IPE is amended
before the student's graduation from high school, then the amended
documents should be shared with all parties involved.
Service Delivery
Federal and state statutes and regulations require
the LEA to be the lead agency in the provision of educational, vocational,
and transition services through high school. However, this does not limit
the responsibility of agencies, other than educational agencies, from
providing or paying for some or all of the costs associated with the
provision of a free appropriate public education. [IDEA, Section 1412(6)]
The extent of DVR's financial responsibility for vocational rehabilitation
services while a student is still enrolled in high school is determined on
an individual basis. Using best practice, the DVR counselor should not
consider providing services, other than assessment, and guidance and
counseling until the student is in his/her final year of school. The CBWTP
is an exception to these guidelines and is discussed later in this
document, as well as in the CBWTP manual. DVR is not responsible for any
vocational service identified on the student's IEP unless that service has
been agreed to by the counselor and the student and/or his/her
representative, incorporated into the IPE, and all appropriate signatures
have been secured. Provided that a service identified on the IPE supports
the services identified on the IEP, and it facilitates the achievement of
an established vocational outcome, then the counselor can use his/her
judgement to determine DVR's financial commitment. Comparable benefits
must be considered, unless exempt in accordance with the Rehabilitation
Act Amendments of 1998.
Services available to students may include any one
or combination of the following:
Assessment
Assistive technology
Counseling and guidance
Interpreter services
Job placement and job retention
Maintenance
Occupational licenses
Personal assistance
Physical and mental restoration
Post-employment
Referral services
Rehabilitation engineering
Self-employment
Services to family members (necessary to assist the
student in achieving a vocational outcome)
Supported employment
Tools, equipment, and supplies
Training
Transition Services
Transportation
Assistive Technology
The LEA must ensure that assistive technology
services or devices are made available to the student with a disability if
they are required for the student to access a free and appropriate public
education. [707 KAR 1:280 (4) or (5)] The determination of need is made on
an individual basis through the IEP decision-making process. Equipment
purchased by the LEA for a specific student can only be used by that
student while in school. It then remains the property of the LEA after the
student graduates. (34 CFR 361.46 or as required pursuant to Section 504)
With this in mind, students with assistive technology needs as identified
on the IEP, should be considered for a rehabilitation technology
assessment from DVR to determine their need for equipment that supports
their intermediate and long-term vocational goals. As a matter of best
practice, this assessment should not occur prior to the student's final
year in high school.
In rare cases, purchase of equipment from the LEA by
DVR may be considered, but only after a rehabilitation technology
assessment is completed. At that time appropriateness of the equipment
with regard to vocational objectives will be determined, as well as the
fair market value of the item. It is important to note that DVR is in no
way obligated to purchase equipment from the school. Purchase of equipment
from the LEA should only be considered when the purchase of new equipment
is not in the best interest of the student and may cause a delay in
services or create an undue or unnecessary
hardship for the consumer.
The Community Based Work Transition Program
The Community Based Work Transition Program
(CBWTP)
is a collaborative effort between the DVR and KDE. The program is designed
to facilitate the transition of students with significant disabilities
from school to work without a gap in support and follow-up services. It is
a fee-for-service reimbursement program that allows DVR to authorize and
purchase job trainer services for eligible students from local school
districts. The goal of the CBWTP is for all participating students to
leave high school with paid competitive employment in the most integrated
setting that is reflective of student capacities, abilities and interests.
The CBWTP is designed to serve students with
significant disabilities, who, traditionally have not been served, or have
been under-served by DVR. This population includes, but is not limited to,
persons with moderate and severe mental retardation, persons with severe
emotional disorders, persons with severe long-term mental illness, and
persons with severe multiple disabilities. Students participating in this
program must require specialized training, support, and follow-up that
only the CBWTP can provide (i.e. systematic, individualized community
based vocational evaluation, job placement, on-the-job training, and
follow-up services.) The need for this service, rather than a particular
diagnosis, forms the basis for participation in the CBWTP. The counselor
must document the specific functional limitations that support the need
for the CBWTP as opposed to other services from DVR such as CDPRC,
vocational school, or college. If there is another program in the school
that is more appropriate for the student or if the student plans to attend
a post-secondary training program or the military, then the student CANNOT
participate in the CBWTP. There are instances when this cannot be
determined prior to beginning the evaluation phase of the CBWTP. In the
event that the student is determined not to be appropriate for the CBWTP
for any reason, then participation in the program should cease and
alternate plans developed for the transition of the student.
In order to be considered for the CBWTP students
must be within two years of exiting the school system. The ARC is
responsible for determining if a student should be referred for services
through the CBWTP. Each of these students will have an IEP, which will
identify DVR as an interagency linkage and the CBWTP as a needed
transition service. The expected outcome is for each student to be
provided with coordinated services, which result in the student leaving
school with gainful employment in an integrated community setting. The
type and extent of work performed should be consistent with student’s
capacities, abilities and interests. A designated school representative
(i.e., Special Education Coordinator, teacher, vocational coordinator, or
employment specialist) refers students felt to be appropriate for the
program to the DVR Counselor. Eligibility for services provided by DVR and
the CBWTP are determined by the DVR Counselor, with input from school
personnel and family.
Once it has been determined that the student is
eligible for the CBWTP, the counselor will issue an authorization to the
LEA, authorizing the school to provide services to the student. The total
number of allowable billable hours is 280 hours, divided between
evaluation and training. The hours allowed are for services provided by
the job trainer to provide assessment, job development, job placement,
training, and stabilization of the student on the job.
Ideally, each student will be able to participate in
the CBWTP for the full two years. During the junior year, or its
equivalent, a community based vocational evaluation is done in an effort
to assist the student in identifying strengths, interests, capacities,
skills and abilities. It may or may not take a full school year for the
evaluation phase to be completed. After a thorough assessment is done and
a written evaluation report is submitted, the counselor should meet with
all parties involved, including the student, teachers, job trainer and
family members with the intent of establishing a vocational goal and
identifying services required to attain that goal. After an IPE is written
and agreed to by the student and his/her representative, the student
should be placed in training status and job development services begun.
Traditionally this does not occur until the student's final school year.
The intent of the program is for the student to be
employed, with any necessary supports in place, before the student exits
high school. However, not all students will be job placed by this time.
The counselor is encouraged to refer the student for additional assistance
to CRP's or other services available locally such as PACE. Still other
students may require long-term support services through a Supported
Employment provider. Any of these services, if necessary, are encouraged
and acceptable. Ideally, the service provider will be identified early in
the process, made aware of the pending referral and invited to participate
in the Transition planning meetings.
The Interdisciplinary Human Development Institute (IHDI)
provides technical assistance and training on this program. Detailed
information regarding the Community Based Work Transition Program can be
found in the CBWTP Manual available from IHDI or on their Web Site at www.ihdi@uky.edu.
Case Closure
Transition cases are subject to the same criteria
for closure as all other cases served by the department. A student's case
cannot be considered for successful closure until the student has met
his/her vocational objectives as outlined in the IPE and worked for a
minimum of 90 days beyond the date that they exit high school. This helps
to ensure that the student is able to work independently of the school
setting and structure and has made an adequate adjustment to the
employment setting.
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